Single Rulebook Q&A

Enquirers can use various factors to search for a Q&A:

  • If you know the Q&A ID, you can insert this in the relevant field.
  • You can also search by legal reference, date submitted or by keyword.
  • Searches can be extended to more than one legal act, topic, technical standard or guidelines by making multiple selections (i.e. pressing ‘Ctrl’ on your keyboard, and selecting the relevant ones from the drop-down lists by left mouse-click).
  • Further information on how to search for a Q&A can be found in the Additional background and guidance for asking questions.
Period posted:
Clear
Clear
Publication:
Clear
Clear
Showing 1 - 20 of 1,509 results.
of 76
   

Obligatory nature of the SCA and exemption based on transaction risk analysis

Does the exemption to the strong customer authentication (SCA) apply to any connection the payme...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) 2018/389 – RTS on strong customer authentication and secure communication
ID: 2018_4089 | Topic : Strong customer authentication and common and secure communication (incl. access) | Date of submission: 10/07/2018
View

Article 473a(2) – Consideration of accounting provisions for FVOCI debt instruments

Should the ECL on debt instruments classified at fair value through OCI under IFRS9 be included...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_3932 | Topic : Accounting and auditing | Date of submission: 24/05/2018
View

Does transaction monitoring need to be real time?

Article 2(1) of the RTS stipulates that " payment service providers shall have transaction monit...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) 2018/389 – RTS on strong customer authentication and secure communication
ID: 2018_4090 | Topic : Strong customer authentication and common and secure communication (incl. access) | Date of submission: 10/07/2018
View

Qualification of SMS OTP as an authentication factor

Please clarify whether a One-Time Password (OTP) sent via SMS to a mobile phone qualifies as an...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) 2018/389 – RTS on strong customer authentication and secure communication
ID: 2018_4039 | Topic : Strong customer authentication and common and secure communication (incl. access) | Date of submission: 28/06/2018
View

Display of incorrect authentication factors in case of failed authentication attempts

For remote card transactions, may the user be informed of the incorrect authentication factor in...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) 2018/389 – RTS on strong customer authentication and secure communication
ID: 2018_4041 | Topic : Strong customer authentication and common and secure communication (incl. access) | Date of submission: 28/06/2018
View

Inconsistencies in validation rules v1974_h, v5447_m, v5475_m and v5443_m

Whilst implementing DPM 2.7 we ran into some inconsistencies in the validation rules. The incons...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2018_3858 | Topic : Supervisory reporting | Date of submission: 14/05/2018
View

Follow-up to Q&A 2016_2609 - Template C 71.00

With reference to 2016_2609, please can you confirm whether the predominant currency in the rest...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2018_3820 | Topic : Supervisory reporting | Date of submission: 25/04/2018
View

Finrep. Validation rule v5443_m and others

Our opinion is that rule v5443_m has been wrongly implemented by the EBA. The formula is the fol...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2018_3814 | Topic : Supervisory reporting | Date of submission: 20/04/2018
View

Validation rule v3129_m (FINREP template 18 and 19 IFRS 9)

The validation rule v3129_m requires for template 19 FINREP for all rows (010;020;030;040;050;06...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Draft ITS on Supervisory Reporting of Institutions
ID: 2018_3788 | Topic : Supervisory reporting | Date of submission: 04/04/2018
View

Validation rule v2707_m (FINREP template 18 IFRS 9)

The validation rule v2707_m requires for template 18 FINREP for all rows (010;020;030;040;050;06...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Draft ITS on Supervisory Reporting of Institutions
ID: 2018_3787 | Topic : Supervisory reporting | Date of submission: 04/04/2018
View

2.7 - incorrect rules v0985_m and v0986_m

Validation rules v0985_m and v0986_m are incorrect in the taxonomy 2.7.0.1. They refer to column...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2018_3723 | Topic : Supervisory reporting | Date of submission: 19/02/2018
View

Discrepancies between annotated table layout and EBA validation rules (e.g. v5351_m)

1) Are the columns 011, 012, 022 and 025 of template F 20.04 in the an...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2018_3670 | Topic : Supervisory reporting | Date of submission: 19/01/2018
View

Validation rules EBA_V4399 and EBA_V4400 warning on the tables P 02.04 and P 02.05

The Annex I of the "Guidelines on harmonised definitions and templates for funding plans of cred...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2016_2633 | Topic : Supervisory reporting | Date of submission: 18/02/2016
View

Label of column 140 in C07.00 and validation rule v0008_h

Validation rule v0008_h checks whether values reported in column 140 are higher than values repo...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2015_2125 | Topic : Supervisory reporting | Date of submission: 13/07/2015
View

Application of the definition of ‘speculative immovable property financing’ under the Standardised Approach

In case the borrower is the developer of a real estate project for which future contract agreeme...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2017_3173 | Topic : Credit risk | Date of submission: 20/02/2017
View

Appropriate Risk Weight for purchased defaulted assets

Where an entity subject to the CRR purchased Non-Performing Loans booked at the purchase price (...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) No 183/2014 - RTS for the calculation of specific and general credit risk adjustments
ID: 2017_3270 | Topic : Credit risk | Date of submission: 12/04/2017
View

Application of the exemption for transactions to trusted beneficiaries to Face-to-Face transactions

May the exemption for transactions to trusted beneficiaries (‘white-listing’) set out in Article...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) 2018/389 – RTS on strong customer authentication and secure communication
ID: 2018_4056 | Topic : Strong customer authentication and common and secure communication (incl. access) | Date of submission: 28/06/2018
View

Recalculation of thresholds of Article 48 CRR due to IFRS 9 transitional arrangements (Art. 473a)

Do the thresholds of Article 48 of Regulation (EU) No 575/2013 (CRR) have to be recalculated in...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_3784 | Topic : Own funds | Date of submission: 02/04/2018
View

Investment firms’ exposures to credit institutions

Should MIFID investment firms which are subject to the CRR calculate the credit risk requirement...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2017_3422 | Topic : Credit risk | Date of submission: 25/07/2017
View

Reporting of Assets received as collateral in GC pooling transactions

When a financial instrument is received as collateral in a GC pooling transactions which allows...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Delegated Regulation (EU) 2015/61 - DR with regard to liquidity coverage requirement
ID: 2018_3741 | Topic : Liquidity risk | Date of submission: 27/02/2018
View
Showing 1 - 20 of 1,509 results.
of 76