Rules and guidance

1. Laws and regulations adopted by each Member State to implement the Basel II provisions of the Directives 2006/48/EC and 2006/49/EC. These texts outline the basic legislative and regulatory framework for supervised credit institutions and investment firms.

2. Administrative rules. The term "administrative rules" is used in a variety of ways in different contexts. For the purposes of supervisory disclosure it refers to documents that instruct supervised entities on how to satisfy certain legislative and regulatory requirements.

3. General guidance. This includes explicit disclosure requirements from the Directive 2006/48/EC, and explanations deemed necessary to set out how the rules should be applied by institutions. General guidance also includes any other relevant information that competent authorities may choose to release in order to improve the understanding of the new capital adequacy framework.

LAWS, REGULATIONS AND ADMINISTRATIVE RULES
Directive 2006/48/EC
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Key
L: means texts of laws CI means applicable to credit institutions
R: means texts of regulations IF means applicable to investment firms
A: means administrative rules I means applicable to both

Directive 2006/49/EC
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Key
L: means texts of laws CI means applicable to credit institutions
R: means texts of regulations IF means applicable to investment firms
A: means administrative rules I means applicable to both

Recognition Process of ECAIs
Guidance for model validation
Guidance for model approval
Slotting Criteria
Specific treatment of securitisations

     AT BG BE CY CZ DE DK EE EL
ES FI FR HU IE IT LT LU LV
MT NL PL PT RO SE SI SK UK
IC LI NO
Disclosure on waivers for solo supervision
Additional Information
SUPERVISORY DISCLOSURE ON REPORTING
Overview use of COREP
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The information included in the spreadsheet provides a generic overview on how the CEBS Guidelines on Common Reporting are or will be used at national level. The aim of the disclosure is also to allow external parties to get an indication of the national differences. The data will, by the end of 2007, be completed with links to the detail of the application of the Guidelines by national authorities.
Overview use of FINREP
download spreadsheet xls

The information included in the spreadsheet provides a generic overview on how the CEBS Guidelines on Financial Reporting are or will be used at national level. The aim of the disclosure is also to allow external parties to get an indication of the national differences. The data will, by the end of 2007, be completed with links to the detail of the application of the Guidelines by national authorities.